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Classes and seminars in Trimester 2, 2020 will be online.
Last updated: 2 June 2020
Intensive 04: Burwood (Melbourne)*
This unit is only available to students enrolled in N002, M769, M669, M569, M770, M640 and M540
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Students will on average spend 130 hours undertaking the teaching, learning and assessment activities for this unit. Students will have 24 hours of face-to-face contact over the course of 3 consecutive days with separate independent and collaborative learning required both prior to and subsequent to the Intensive.
Students will be required to access the Unit Site for reading and preparation work which will be available four weeks prior to the commencement of the intensive.
Students can expect to spend 130 hours undertaking the learning and assessment activities for this unit. Collaborative learning required both prior to and subsequent to the Intensive.
In addition to the online scheduled learning activities, this intensive unit requires students to attend three consecutive days of intensive study from 9.00am to 5.00pm.
2020 Dates:
Intensive Period 4 - will be run via a virtual classroom format through Zoom from 9.00am to 5.00pm.
How to apply
Intensive period 04 applications: Applications are now closed.
Please email financial-planning@deakin.edu.au to apply.
For assistance with your application process, book a one-on-one consultation with a student adviser.
For step-by-step application instructions, download our guide.
Current Deakin students can enrol directly via StudentConnect.
Enrolment Deadlines:
Intensive period 04: 12 April 2020
For further information please email blres@deakin.edu.au
This unit gives students an advanced and integrated understanding of Financial Advice Regulation in Australia including the relevant sections of Chapter 7 of the Corporations Act 2001 (Cth). A wide range of topics will be covered such as financial crises, financial services and markets, financial services reforms in Australia, Australian Securities and Investments Commission (ASIC), Australian Prudential Regulation Authority (APRA), financial service providers, and financial services disclosure.
These are the Learning Outcomes (ULO) for this UnitAt the completion of this Unit, successful students can:
Deakin Graduate Learning Outcomes
ULO1
Interpret and apply Chapter 7 of the Corporations Act, and elements of other relevant acts, to financial services scenarios and identify providers’ obligations and breaches of those obligations.
GLO1: Discipline-specific knowledge and capabilities
ULO2
Describe and critically analyse the role of regulators and evaluate possible enforcement actions
GLO4: Critical Thinking
ULO3
Develop submissions and reports for a variety of professional audiences and purposes that meet required financial, legal, ethical and social responsibilities.
GLO2:Communications
ULO4
Justify actions in relation to the obligations of financial professionals under Chapter 7 of the Corporations Act, and other relevant acts and regulations
Assessment 1: Multiple Choice Quiz
Quiz opens 22 April
Quiz closes: 5 May
Assessment 2: Case study (group of 4)
-Presentation in class
-Written Report
10 minute presentation; and
3000 word report
50% total:
Presentation - 20%
Report - 30%
Presentation: 8 May
Report 24 May
Assessment 3 (Individual)- Report (business)
The assessment due weeks provided may change. The Unit Chair will clarify the exact assessment requirements, including the due date, at the start of the teaching period.
Hurdle requirement: Student must achieve 80% on the MCQ test and 50% of total available marks
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