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2021 unit information
Unit delivery will continue to be provided in line with the most current COVIDSafe health guidelines. This may include a mix of on-campus and online activities. To find out how you are impacted, please check your unit sites for announcements and updates. Unit sites open one week prior to the start of each Trimester/Semester.
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Last updated: 4 June 2021
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Students will on average spend 150 hours over the teaching period undertaking the teaching, learning and assessment activities for this unit.
1 x 3 hour seminar per week
Online independent and collaborative learning including 11 scheduled online workshops of 1 hour duration
As a requirement of education standards provided by the Financial Adviser Standards and Ethics Authority (FASEA), the unit develops students' appreciation of ethics and their ability to evaluate and apply ethical principles in the decision-making process in financial planning. Topics covered include: the nature of ethics; ethical factors influencing the performance of financial services; ethical theories and principles applicable to finance professionals; ethical decision-making models; ethical issues and conflicts of interest in the financial services industry; FASEA and professional codes of ethics; applying ethical decisions in case scenarios; international business practices; and code monitoring bodies.
Apply knowledge of ethical theories, principles and decision-making models in arriving at and communicating responsible and ethical judgements in financial planning scenarios.
GLO1: Discipline-specific knowledge and capabilities
GLO2:Communication
ULO2
Evaluate and respond (verbally and in writing) to stakeholder interests.
GLO1: Discipline-specific knowledge and capabilitiesGLO2:Communication
ULO3
Justify ethical decisions according to relevant national and international professional standards and codes of ethics.
GLO1: Discipline-specific knowledge and capabilitiesGLO8: Global citizenship
ULO4
Evaluate the role of code monitoring bodies in monitoring and enforcing adviser compliance with codes of ethical conduct.
GLO1: Discipline-specific knowledge and capabilitiesGLO4: Critical Thinking
These Unit Learning Outcomes are applicable for all teaching periods throughout the year
Assessment 1: (Individual) Written assessment (business report)
Assessment 2: Case study (Group of 3)
Presentation 10 mins
Business report 2000 words
20%
Assessment 3: Examination (closed book)
The assessment due weeks provided may change. The Unit Chair will clarify the exact assessment requirements, including the due date, at the start of the teaching period.
Hurdle requirement: Students are required to achieve at least 50% on the exam and achieve at least 50% of total marks available.
Texts and reading lists for units can be found on the University Library via the following link. Note: Select the relevant trimester reading list. Please note that a future teaching period's reading list may not be available until a month prior to the start of that teaching period so you may wish to use the relevant trimester's prior year reading list as a guide only.
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