MLC714 - Financial Advice Regulation
| Year: | 2026 unit information |
|---|---|
| Enrolment modes: | Not offered in 2026 |
| Credit point(s): | 1 |
| EFTSL value: | 0.125 |
| Prerequisite: | Nil |
| Corequisite: | Nil |
| Incompatible with: | MLI714, MLJ732, MLM717 |
| Study commitment: | Students will on average spend 150 hours over the trimester undertaking the teaching, learning and assessment activities for this unit. |
| Scheduled learning activities - campus: | Online independent and asynchronous collaborative learning up to a maximum of 1.5 hours each week which includes lecture pre-recordings and 1 x 1.5 hour seminar (recordings provided) each week |
| Scheduled learning activities - online: | Online independent and asynchronous collaborative learning up to a maximum of 1.5 hours each week which includes lecture pre-recordings and 1 x 1.5 hour online seminar (recordings provided) each week |
| Note: | How to apply Submit your application online via the Deakin course and scholarship applicant portal. For support on your application process, book a one-on-one consultation with a student adviser. Current Deakin students can enrol directly via StudentConnect. |
Content
This unit gives students an advanced and integrated understanding of Financial Advice Regulation in Australia including the relevant sections of Chapter 7 of the Corporations Act 2001 (Cth). A wide range of topics will be covered such as financial services licensee obligations, financial services and markets, financial services reforms in Australia, main regulators in the financial industry, dispute resolution in financial advice industry, and financial services disclosure.
Unit fee information
Fees and charges vary depending on the type of fee place you hold, your course, your commencement year, the units you choose to study and their study discipline, and your study load.
Tuition fees increase at the beginning of each calendar year and all fees quoted are in Australian dollars ($AUD). Tuition fees do not include textbooks, computer equipment or software, other equipment or costs such as mandatory checks, travel and stationery.
For further information regarding tuition fees, other fees and charges, invoice due dates, withdrawal dates, payment methods visit our Current Students website.
How to apply
Apply for this unit via the Deakin Applicant Portal using the unit code. You’ll receive an email confirming your place. To apply for multiple units in the same trimester, submit one application; for different trimesters, submit separate applications.