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MAI769 - Ethics for Financial Services (Intensive)

Year:2020 unit information
Important Update:

Classes and seminars in Trimester 2, 2020 will be online.

Last updated: 2 June 2020

Enrolment modes:

Intensive 03: Burwood (Melbourne)
Intensive 06: Burwood (Melbourne)
Intensive 10: Burwood (Melbourne)

Credit point(s):1
EFTSL value:0.125
Unit Chair:INTENSIVE 03: Adam Steen
INTENSIVE 10: Peter Ngigi
INTENSIVE 06: Adam Steen
Cohort rule:

This unit is only available to students enrolled in M569, M669, M701, M769 and N002

Prerequisite:

Nil

Corequisite:Nil
Incompatible with: MAA769
Typical study commitment:

Students can expect to spend 130 hours undertaking the learning and assessment activities for this unit. Students will have 24 hours of face-to-face contact over the course of 3 consecutive days with separate independent and collaborative learning required both prior to and subsequent to the Intensive.  

Scheduled learning activities - cloud:

Students will be required to access the Unit Site for reading and preparation work which will be available four weeks prior to the commencement of the intensive.

Students can expect to spend 130 hours undertaking the learning and assessment activities for this unit. Collaborative learning is required both prior to and subsequent to the Intensive.

In-person attendance requirements:

In addition to the online scheduled learning activities, this intensive unit requires students to attend three consecutive days of intensive study as outlined below:

2020 Dates:

Intensive Period 3 - will be run via a virtual classroom format through Zoom from 9.00am to 5.00pm.

Intensive Period 6 - will be run via a virtual classroom format through Zoom from 9.00am to 5.00pm. 

Intensive period 6 dates:
Wednesday 22 July
Thursday 23 July
Friday 24 July

Intensive Period 10 - will be run via a virtual classroom format through Zoom from 9.00am to 5.00pm.

Intensive period 10 dates:
Monday 9 November
Tuesday 10 November
Wednesday 11 November

 

Note:

Single non award application and enrolment process:

Complete the single non award application form here

Email application form to: financial-planning@deakin.edu.au

For support with your application process, book a one-on-one consultation with a student adviser.

Current Deakin students: enrol directly via StudentConnect.

Please enrol by the 2020 deadline as places are limited

Intensive period 03 enrolment deadline: 22 March 2020
Intensive period 06 enrolment deadline: 28 June 2020
Intensive period 10 enrolment deadline: 18 October 2020

Students are advised that Assessment 1: Test (Individual) Online (1 hour) -20% must be completed prior to attending the intensive days.

For further information, please email: blres@deakin.edu.au

Content

As a requirement of education standards provided by the Financial Adviser Standards and Ethics Authority (FASEA), the unit develops students' appreciation of ethics and their ability to evaluate and apply ethical principles in the decision-making process in financial planning. Topics covered include: the nature of ethics; ethical factors influencing the performance of financial services; ethical theories and principles applicable to finance professionals; ethical decision-making models; ethical issues and conflicts of interest in the financial services industry; FASEA and professional codes of ethics; applying ethical decisions in case scenarios; international business practices; and code monitoring bodies.

 

These are the Learning Outcomes (ULO) for this Unit
At the completion of this Unit, successful students can:

Deakin Graduate Learning Outcomes

 ULO1

Apply knowledge of ethical theories, principles and decision-making models in arriving at responsible and ethical judgements in financial planning scenarios.

GLO1: Discipline-specific knowledge and capabilities

GLO2: Communication

ULO2

Evaluate and respond (verbally and in writing) to stakeholder interests.

GLO1: Discipline-specific knowledge and capabilities

GLO2: Communication

 

ULO3

Justify ethical decisions according to relevant national and international professional standards and codes of ethics.

GLO1: Discipline-specific knowledge and capabilities

GLO8: Global citizenship

ULO4

Evaluate the role of code monitoring bodies in monitoring and enforcing adviser compliance with codes of ethical conduct.

GLO1: Discipline-specific knowledge and capabilities

GLO2: Communication

Assessment

Assessment Description Length Grading and weighting
(% total mark for unit)
Due week 

Assessment 1: Online Test (Individual)

1 hour 20% Must be completed prior to joining the intensive

Assessment 2: Case Study (Group of 4)

Presentation:

Written report

 

10 minutes

2000 words

 

20%

30%

 

Week 1

Week 2

Assessment 3: Written Assessment (Individual)

2000 words 30% Week 5

The assessment due weeks provided may change. The Unit Chair will clarify the exact assessment requirements, including the due date, at the start of the teaching period.

Hurdle requirement

Student must achieve 80% on the MCQ test and 50% of total available marks.

Unit Fee Information

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