MLC714 - Financial Advice Regulation

Year:

2020 Unit Information

Enrolment modes: Trimester 1: Cloud (online)
Trimester 2: Burwood (Melbourne), Cloud (online)
Credit point(s): 1
EFTSL value: 0.125
Cohort rule:

This unit is only available to students enrolled in N002, M769, M669, M569, M770, M640 and M540

Prerequisite:

Nil

Corequisite: Nil
Incompatible with: MLI714, MLM717
Study commitment

Students will on average spend 150 hours over the trimester undertaking the teaching, learning and assessment activities for this unit.

Scheduled learning activities - campus

1 x 3 hour seminar per week

Scheduled learning activities - cloud (online)

Online independent and collaborative learning including 11 scheduled online workshops of 1 hour duration

Content

This unit gives students an advanced and integrated understanding of Financial Advice Regulation in Australia including the relevant sections of Chapter 7 of the Corporations Act 2001 (Cth). A wide range of topics will be covered such as financial crises, financial services and markets, financial services reforms in Australia, Australian Securities and Investments Commission (ASIC), Australian Prudential Regulation Authority (APRA), financial service providers, and financial services disclosure.

Hurdle requirement

Hurdle requirement: Students must achieve a minimum of 50% overall and 50% on the exam.

Unit Fee Information

Click on the fee link below which describes you:

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