MLC714 - Financial Advice Regulation
2021 Unit Information
|Enrolment modes:||Trimester 1: Cloud (online)
Trimester 2: Burwood (Melbourne), Cloud (online)
This unit is only available to students enrolled in N002, M769, M669, M569, M770, M640 and M540
|Incompatible with:||MLI714, MLM717|
Students will on average spend 150 hours over the trimester undertaking the teaching, learning and assessment activities for this unit.
|Scheduled learning activities - campus||
1 x 3 hour seminar per week
|Scheduled learning activities - cloud (online)||
Online independent and collaborative learning including 11 scheduled online workshops of 1 hour duration.
How to apply
Submit your application online via the Deakin course and scholarship applicant portal. For support on your application process, book a one-on-one consultation with a student adviser.
Current Deakin students can enrol directly via StudentConnect.
For step-by-step application instructions, download our guide.
This unit gives students an advanced and integrated understanding of Financial Advice Regulation in Australia including the relevant sections of Chapter 7 of the Corporations Act 2001 (Cth). A wide range of topics will be covered such as financial services licensee obligations, financial services and markets, financial services reforms in Australia, main regulators in the financial industry, dispute resolution in financial advice industry, and financial services disclosure.
Hurdle requirement: Students must achieve a minimum of 50% overall and 50% on the exam.
Unit Fee Information
Click on the fee link below which describes you:
How to apply
You can apply online for this single unit via the Deakin Applicant Portal. Enter the unit code above and follow the steps to submit your application online. Once submitted, we'll be in contact via email to confirm your place.
You can apply for multiple units in one trimester in a single application or to study multiple units over subsequent trimesters, you'll need to submit a separate application for each study period.